SWZ insider buying
7 cluster buysTotal Return Securities Fund
When two or more insiders at Total Return Securities Fund buy SWZ on the open market around the same time, that clustered conviction is one of the highest-signal patterns in SEC filing data. Below is every cluster we've detected in SWZ plus the full record of qualifying open-market buys, each parsed directly from Form 4 filings and linked back to the source on SEC EDGAR.
Detected clusters
- Jul 2 – Aug 31, 2026Detected Sep 1, 2026High conviction4 insidersTotal bought$130.8KMarket capUnknown
- Jul 2 – Aug 24, 2026Detected Aug 25, 2026High conviction4 insidersTotal bought$112.8KMarket capUnknown
- Jul 2 – Aug 10, 2026Detected Aug 12, 2026High conviction3 insidersTotal bought$94.6KMarket capUnknown
4 more clusters in SWZ
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All notable open-market buys in SWZ
Every open-market Form 4 purchase, newest first. Click an insider to see their full buying record across companies.
| Date | Insider | Shares | Price | Value | Filing |
|---|---|---|---|---|---|
| Aug 31, 2026 | SELL MORITZ Acluster Director | 3,000 | $5.98 | $17.9K | SEC ↗ |
| Aug 24, 2026 | Das Rajeev Pcluster Secretary | 1,366 | $5.93 | $8.1K | SEC ↗ |
| Aug 21, 2026 | Das Rajeev Pcluster Secretary | 1,700 | $5.93 | $10.1K | SEC ↗ |
| Aug 10, 2026 | SELL MORITZ Acluster Director | 1,000 | $5.91 | $5.9K | SEC ↗ |
| Jul 23, 2026 | SELL MORITZ Acluster Director | 2,000 | $5.86 | $11.7K | SEC ↗ |
| Jul 22, 2026 | SELL MORITZ Acluster Director | 517 | $5.90 | $3.1K | SEC ↗ |
| Jul 21, 2026 | SELL MORITZ Acluster Director | 483 | $5.90 | $2.8K | SEC ↗ |
| Jul 20, 2026 | SELL MORITZ Acluster Director | 1,000 | $5.93 | $5.9K | SEC ↗ |
| Jul 6, 2026 | GOLDSTEIN PHILLIPcluster Director, Secretary, Affiliate of the Adviser | 5,980 | $5.95 | $35.6K | SEC ↗ |
| Jul 2, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 4,767 | $5.92 | $28.2K | SEC ↗ |
| Jul 2, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 233 | $5.92 | $1.4K | SEC ↗ |
| Mar 30, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 5,300 | $5.91 | $31.3K | SEC ↗ |
| Mar 27, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 5,900 | $5.92 | $34.9K | SEC ↗ |
| Mar 24, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 5,000 | $5.96 | $29.8K | SEC ↗ |
| Mar 24, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 1,000 | $5.95 | $6.0K | SEC ↗ |
| Mar 18, 2026 | GOLDSTEIN PHILLIPcluster Director, Secretary, Affiliate of the Adviser | 10,000 | $5.98 | $59.8K | SEC ↗ |
| Mar 12, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 3,324 | $6.00 | $19.9K | SEC ↗ |
| Mar 11, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 1,700 | $6.00 | $10.2K | SEC ↗ |
| Mar 6, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 12,500 | $5.97 | $74.6K | SEC ↗ |
| Mar 5, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 12,000 | $6.01 | $72.1K | SEC ↗ |
| Mar 5, 2026 | GOLDSTEIN PHILLIPcluster Director, Secretary, Affiliate of the Adviser | 10,000 | $5.99 | $59.9K | SEC ↗ |
| Mar 3, 2026 | GOLDSTEIN PHILLIPcluster Director, Secretary, Affiliate of the Adviser | 5,000 | $6.01 | $30.1K | SEC ↗ |
| Mar 2, 2026 | Dakos Andrewcluster Director, President and CEO | 9,918 | $5.95 | $59.0K | SEC ↗ |
| Mar 2, 2026 | Dakos Andrewcluster Director, President and CEO | 5,000 | $6.15 | $30.8K | SEC ↗ |
| Feb 27, 2026 | Dakos Andrewcluster Director, President and CEO | 2,000 | $6.20 | $12.4K | SEC ↗ |
SWZ insider buying — FAQ
- Are insiders buying SWZ stock?
- Yes — 7 distinct insiders have bought SWZ (Total Return Securities Fund) on the open market, including 7 cluster buys where two or more insiders bought within a rolling window. The most recent qualifying activity was Sep 1, 2026.
- How much SWZ stock have insiders bought?
- Insiders have bought a combined $1.1M of SWZ across 46 open-market purchases, based on SEC Form 4 filings.
- What is an insider cluster buy in SWZ?
- A cluster buy is two or more distinct Total Return Securities Fund insiders — officers, directors, or 10% owners — each buying SWZ on the open market within a rolling window. SWZ has 7 detected cluster buys to date.
- Where does this SWZ insider trading data come from?
- Every figure is parsed directly from SEC Form 4 filings on EDGAR, and each purchase on this page links back to its original filing document.
How we track insider buying in SWZ
We continuously poll SEC EDGAR for new Form 4 filings and parse every open-market purchase (transaction code P). A cluster is recorded when two or more distinct insiders — officers, directors, or 10% owners — each buy SWZ within a rolling window. We track clusters at every company size, from micro-caps to mega-caps. Every figure on this page traces back to an official filing; open any row to jump straight to the source document. What counts as a cluster buy?
This page is informational and reflects public filing data. It is not investment advice or a recommendation regarding SWZ.