SWZ insider buying
10 cluster buysTotal Return Securities Fund
When two or more insiders at Total Return Securities Fund buy SWZ in a qualifying detection window, the grouped purchases provide a starting point for further research. Below is every cluster we've detected in SWZ plus the full record of qualifying open-market buys, each parsed directly from Form 4 filings and linked back to the source on SEC EDGAR.
Detected clusters
- Jul 20 – Oct 8, 2026Detected Oct 13, 2026Executive buyer4 insidersTotal bought$221.6KMarket capUnknown
- Jul 2 – Sep 28, 2026Detected Sep 30, 2026Executive buyer4 insidersTotal bought$258.1KMarket capUnknown
- Jul 2 – Sep 28, 2026Detected Sep 29, 2026Executive buyer4 insidersTotal bought$246.6KMarket capUnknown
7 more clusters in SWZ
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All notable open-market buys in SWZ
Every open-market Form 4 purchase, newest first. Click an insider to see their full buying record across companies.
| Date | Insider | Shares | Price | Value | Filing |
|---|---|---|---|---|---|
| Oct 8, 2026 | GOLDSTEIN PHILLIPcluster Director, Secretary, Affiliate of the Adviser | 5,000 | $5.73 | $28.6K | SEC ↗ |
| Sep 28, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 9,000 | $5.77 | $51.9K | SEC ↗ |
| Sep 28, 2026 | SELL MORITZ Acluster Director | 2,000 | $5.77 | $11.5K | SEC ↗ |
| Sep 28, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 1,000 | $5.76 | $5.8K | SEC ↗ |
| Sep 25, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 7,649 | $5.81 | $44.4K | SEC ↗ |
| Sep 25, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 2,351 | $5.82 | $13.7K | SEC ↗ |
| Aug 31, 2026 | SELL MORITZ Acluster Director | 3,000 | $5.98 | $17.9K | SEC ↗ |
| Aug 24, 2026 | Das Rajeev Pcluster Secretary | 1,366 | $5.93 | $8.1K | SEC ↗ |
| Aug 21, 2026 | Das Rajeev Pcluster Secretary | 1,700 | $5.93 | $10.1K | SEC ↗ |
| Aug 10, 2026 | SELL MORITZ Acluster Director | 1,000 | $5.91 | $5.9K | SEC ↗ |
| Jul 23, 2026 | SELL MORITZ Acluster Director | 2,000 | $5.86 | $11.7K | SEC ↗ |
| Jul 22, 2026 | SELL MORITZ Acluster Director | 517 | $5.90 | $3.1K | SEC ↗ |
| Jul 21, 2026 | SELL MORITZ Acluster Director | 483 | $5.90 | $2.8K | SEC ↗ |
| Jul 20, 2026 | SELL MORITZ Acluster Director | 1,000 | $5.93 | $5.9K | SEC ↗ |
| Jul 6, 2026 | GOLDSTEIN PHILLIPcluster Director, Secretary, Affiliate of the Adviser | 5,980 | $5.95 | $35.6K | SEC ↗ |
| Jul 2, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 4,767 | $5.92 | $28.2K | SEC ↗ |
| Jul 2, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 233 | $5.92 | $1.4K | SEC ↗ |
| Mar 30, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 5,300 | $5.91 | $31.3K | SEC ↗ |
| Mar 27, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 5,900 | $5.92 | $34.9K | SEC ↗ |
| Mar 24, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 5,000 | $5.96 | $29.8K | SEC ↗ |
| Mar 24, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 1,000 | $5.95 | $6.0K | SEC ↗ |
| Mar 18, 2026 | GOLDSTEIN PHILLIPcluster Director, Secretary, Affiliate of the Adviser | 10,000 | $5.98 | $59.8K | SEC ↗ |
| Mar 12, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 3,324 | $6.00 | $19.9K | SEC ↗ |
| Mar 11, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 1,700 | $6.00 | $10.2K | SEC ↗ |
| Mar 6, 2026 | Dakos Andrewcluster Director, President and CEO, Affiliate of Adviser | 12,500 | $5.97 | $74.6K | SEC ↗ |
SWZ insider buying — FAQ
- Are insiders buying SWZ stock?
- Yes — 7 distinct insiders have bought SWZ (Total Return Securities Fund) on the open market, including 10 cluster buys where two or more insiders bought within a rolling window. The most recent qualifying activity was Oct 13, 2026.
- How much SWZ stock have insiders bought?
- Insiders have bought a combined $1.2M of SWZ across 52 open-market purchases, based on SEC Form 4 filings.
- What is an insider cluster buy in SWZ?
- A cluster buy is two or more distinct Total Return Securities Fund insiders — officers, directors, or 10% owners — each buying SWZ on the open market within a rolling window. SWZ has 10 detected cluster buys to date.
- Where does this SWZ insider trading data come from?
- Every figure is parsed directly from SEC Form 4 filings on EDGAR, and each purchase on this page links back to its original filing document.
How we track insider buying in SWZ
We continuously poll SEC EDGAR for new Form 4 filings and parse every open-market purchase (transaction code P). A cluster is recorded when two or more distinct insiders — officers, directors, or 10% owners — each buy SWZ within a rolling window. We track clusters at every company size, from micro-caps to mega-caps. Transactions link to official filings; prices and market capitalizations may be cached market data. Read our methodology and data limits before interpreting the figures. What counts as a cluster buy?
This page is informational and reflects public filing data. It is not investment advice or a recommendation regarding SWZ.